Your Internal SEC Survival System

GuruGuard Dashboard

Every Document Locked, Logged, and Defensible

Stop relying on scattered emails and random Slack messages. GuruGuard’s Regulatory Agent scans your copy, enforces attestations, and seals every approval into an immutable vault—so nothing leaves your building without a defensible trail.

Let GuruGuard help you protect your most important posession; your business

Trusted by compliance teams at

WF What's on Finance
TRADERS ON TREND
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I'M A STOCK TRADER
Trade Engine
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TRADING TIPS for you

Your Workflow Is the Weakest Link—And Regulators Know It.

Your tools weren’t built for SEC scrutiny or FTC compliance audits. And regulators don’t grade on a curve. The risks hiding in your workflow:

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Tools your team uses every day create audit gaps

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Approvals disappear when employees quit

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Slack DMs and emails are not compliance records

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Regulators don’t care what “probably happened”

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One missing timestamp=real legal exposure

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John Todora
verified

John Todora

CoFounder, GuruGuard.IO

"Our team created GuruGuard.IO because we got tired of watching friends and clients get hammered in these SEC audits. The process is brutal and can shut a company down and break the spirit of those who go through it.

But compliance doesn't have to be hard. You just need a little effort — you need to be organized – and you need the right tools.

And I think we made the most affordable and easy to use tool in the industry."

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When the heat comes, “I think we approved it” isn’t good enough.

And one paperwork mistake has the potential to cost you a million dollars in legal fees.

One Platform. Four Modules.
Zero Loose Ends.

GuruGuard.IO replaces scattered, fragile workflows with a tightly controlled internal Chain of Custody.

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The GuruGuard Stack:

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Every module reinforces the others. Nothing slips through the cracks.

smart_toyAI-Powered Compliance

Three Agents. One Mission: Stop Liability Before It Starts.

Compliance shouldn’t slow you down— It should protect you before a mistake becomes a million dollar liability. How GuruGaurd.IO’s proprietary Agents work:

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Plus:

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Smart Chunking

for massive promos (50+ pages)

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False-positive reduction

Smart filtering logic

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Safe Writing

Agents perform clean-up that help to keeps writers out of trouble

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Pre-emptive Safety

Your team moves faster because the Agent catches the liability first.

WORM & Audit Trail

Sleep at Night Knowing Every File Is Locked, Logged, and SEC-Ready.

The SEC now allows WORM (Write One, Read Many) or an audit trail to back up all of your trades and for your copy log. GuruGuard gives you both, because when it comes to these Federal Agencies you don’t get second chances.

lightbulbWhy WORM matters:

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Protects against deletions
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Protects against employee turnover
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Protects against migrations
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Protects against “Oops, we lost that version…”
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GuruVault Secure
WORM Active
SEC 17a-4
2023-10-24 09:41:22WRITE_LOCKTrade_Log_A113.csv
2023-10-24 09:41:23HASH_GENsha256:8d9s8d9f8...
2023-10-24 09:41:24IMMUTABLERetention: 7 Years
2023-10-24 10:15:00DELETE_ATTEMPTBLOCKED BY SYSTEM
Audit Trail Integrity
100%

Your GuruVault becomes your business’s black box recorder—immutable, uneditable, unfakeable and at your finger tips in case of an audit.

Traffic Control Dashboard

Know Exactly Who Has the Ball—And Who’s Holding You Up.

Stop chasing people for approvals. Stop wondering who dropped the ball.

GuruGuard.IO gives you:

  • check_circleReal-time routing
  • check_circleRead receipts (no more “I didn’t see it”)
  • check_circleZero deniability
  • check_circleInstant “Kill Switch” lookup if regulators question an asset

Everything gets approved on time. Everything gets documented flawlessly.

Your Recordkeeping Should Survive Employees, Migrations, and Mistakes.

Let’s be honest: “Audit trail only” systems break.

Where they fail:

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Employees quit

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Slack history vanishes

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Files get renamed

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Permissions get lost

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Systems change

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Or maybe your team just isn’t as organized as you think they are…

How GuruGuard eliminates the weak points:

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Each account has access to an immutable WORM (Write Once, Read Many Storage)

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Every move now has a redundant audit trail

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Permanent lineage tracking

It’s compliance that survives the real world—not wishful thinking.

Testimonial

Trusted by Financial Publishers Who Can’t Afford Mistakes

“GuruGuard.IO saves me hours of work and helps me sleep better at night knowing that, if I do get audited one day, I will be ready.”
D

David

Timing Research

Simple Pricing for Solo Publishers, Pro Teams, and Enterprise Operations

Choose the plan that fits your stage:

SOLO

For Independent Publishers

$299/mo
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    Monthly Agent Credits:300
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    Vault Storage:50 GB
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    Seats:1
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    Support Level:Standard
Most Popular

PRO TEAM

For Mid Size Teams

$599/mo
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    Monthly Agent Credits:1, 000
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    Vault Storage:100 GB
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    Seats:6
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    Support Level:Priority

ENTERPRISE

Large Operations

$1499/mo
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    Monthly Agent Credits:3, 500
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    Vault Storage:500 GB
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    Seats:20
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    Support Level:Dedicated

Every Day You Wait Is Another Day You’re Exposed

Don’t wait for an audit letter to get your office to get GuruGuard.io

A:No, because regulators do not care what "probably happened". Slack DMs and emails are not compliance records, and " audit trail only" systems break when employees quit or history vanishes. GuruGuard replaces these fragile workflows with a controlled "Chain of Custody, " ensuring that one missing timestamp doesn't turn into a million-dollar legal liability.

A:We use a "Council of Regulatory Agents" specifically designed for this industry. First, the Violation Hunter flags risky claims and promissory phrases. Then, the Regulatory Agent filters those findings against SEC/FTC rules and your own custom blacklist to reduce false positives. Finally, the Editor suggests compliant rewrites, helping your team move faster by catching liability before it starts.

A:You utilize our GuruVault, which acts as your business's "black box recorder". We use WORM (Write Once, Read Many) technology, which the SEC now allows for copy logs. This ensures that once a file is locked, it is immutable—protecting you against deletions, "oops" moments, or disgruntled employees trying to hide a version history.

A:We shift your internal policy from "honor system" to "technological enforcement" . With GuruOps, no alert can be sent without a digital attestation. Your Gurus must digitally attest in the moment that they are clear, and we use individual account verification to ensure accountability.

A:Absolutely. We believe compliance shouldn't be a luxury, which is why we built the most affordable tool in the industry. Our Solo plan is just $299/mo for independent publishers, while Pro Teams can get started for $599/mo. Considering a single paperwork mistake can cost millions in legal fees, being organized and prepared is the cheapest “insurance” you can buy.

A:Well just like most of your disclaimers say; no product or service takes the place of real legal advice and, anyone who tells you differently, is not being honest with you. We always recommend our customers get a hold of an attorney immediately if an audit takes place and that they hire an in-house compliance team, if they can afford one. And GuruGuard can be the tool that both use to keep you out of the crosshairs of federal regulators as well as a tool for your attorney, in case something goes wrong.

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